Over 10 years we help companies reach their financial and branding goals. Engitech is a values-driven technology agency dedicated.



411 University St, Seattle, USA


+1 -800-456-478-23

Manager – Surveillance (4 Years Exp)

Qualification: Graduation & NISM Certification


  • Generation of PMLA rules alerts for Broking transactions and accounts and information collection from defined sources for broking STR preparation
  • Analyze transactions, and trade data on trade surveillance platforms for potential compliance issues (market abuse & manipulation and money laundering) and organize data, identifying any trends like  Front Running, Circular Trading, Insider trading, and other market abuse/ manipulative activity
  • Tracking of the negative list (negative media attention, United Nations sanctions, FATF High-Risk jurisdiction countries) and screening of clients against such list
  • Tracking, understanding, and disseminating regulatory orders, circulars
  • SEBI and Exchanges request information and records of Client and their KYC, trading, fund, and depository activities
  • Regulatory reports- Reports submissions to under stock exchanges and regulatory guidelines

Mandatory Skills :

  • 4+ years of experience in capital markets regulatory compliances related to security market transaction monitoring, understanding of stock market trade, and possible unfair trade practices in the capital market.
  • Excel skills
  • Strong product knowledge in capital markets
  • Strong analytical skills and presentation in reports
Job Category: Manager - Surveillance
Job Type: Full Time
Job Location: Noida

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