Over 10 years we help companies reach their financial and branding goals. Engitech is a values-driven technology agency dedicated.



411 University St, Seattle, USA


+1 -800-456-478-23

Branch Compliance ( 2+ Years)

Qualification : Graduation


  • Physical audit of branches located in pan India to check adherence to regulatory compliance and internal compliance.
  • Training branch staff to regulatory branch compliances and other compliance policies/processes of the company.
  • Timely submission of observation reports Inspection to the manager and corrective action 
  • Well-versed and updated with regulatory guidelines.
  • Planning and Inspect a defined number of branches in an FY
  • Coordination with exchanges /regulators as and when required in the matter of Branch Inspection and Audit

Mandatory Skills:

  • 2+ years of experience in Inspection and Audit to test regulatory compliance checks and balances
  • Effective communicators, good at building collaborative relationships
  • Good in MS Excel, data analytics, and presentation in the report
  • Knowledge of capital markets and experience would be preferred
Job Category: Branch Compliance
Job Type: Full Time
Job Location: Noida

Apply for this position

Allowed Type(s): .pdf, .doc, .docx